Should public forests be managed to reduce all traces of modern human activities or to produce goods and services? Recently, the U.S. Forest Service seemed to answer that question by saying that it would like to restore the forests of the northern Rockies to presettlement conditions—that is, to the way the forests were at the start of the nineteenth century. This is indicative of the Forest Service's new philosophy of ecosystem management and reflects its shift away from multiple-use management, which has been the practice on public forestlands since the 1960s.
The impetus for both approaches is the desire to sustain forests. Concern about the rapid rate of logging on public lands following World War II led to congressional legislation that called for multiple-use management. This legislation explicitly recognized the worthiness of a range of goods or services provided by public forests—including market goods, such as timber, and nonmarket services, such as habitat for wildlife. Congress charged the Forest Service with managing forests to produce a mix of both within the context of sustainability.
In recent years, however, the leadership of the Forest Service has backed away from this goal as its attention has focused on forest ecology—the totality of relationships between forest organisms and their environment. This concern with forest ecology is embodied in the leadership's advocacy of ecosystem management. In accordance with this philosophy, the service has all but abandoned the notion of forests as primarily a vehicle for producing multiple goods (or "outputs") desired by society. Instead of practicing multiple-use management, which emphasizes the sustainable production of myriad goods and services, the Forest Service has embraced ecosystem management, wherein the condition of forest ecosystems—the complex of forest organisms and their environment functioning as an ecological unit in nature—is considered to be the preeminent output.
Although an ecosystem-based approach has much to offer in the form of a broader, more integrated, and more comprehensive view of the forest—and thus contributes to the development of more effective management tools—its defect is its disregard for certain socially approved objectives. In essence, ecosystem management aims to restore forests to some biological condition that reflects fewer human impacts, but just what condition is a matter of arbitrary selection. Because ecosystem management has no real legislative mandate, decisions to seek any one of many possible conditions are being made by the Forest Service rather than by society at large, which makes its wishes known through the legislation of management objectives. More to the point from the perspective of taxpayers, these decisions are being driven almost exclusively by biological considerations, with little attention paid to economic and other concerns. In short, when identifying objectives, ecosystem management ignores the social consensus implicit in the congressionally legislated objective of producing multiple market and nonmarket forest outputs and, instead, attempts to achieve some arbitrary forest condition about which society has little say.
Ecosystem management ignores the social consensus implicit in a legislated objective of producing multiple forest outputs and, instead, attempts to achieve some arbitrary forest condition about which society has little say.
The comparison of ecosystem management and multiple-use management presented below highlights the pitfalls of the Forest Service's new philosophy. Despite these pitfalls, it would be unwise simply to dismiss ecosystem management. It has resulted in the development of some highly effective management tools and activities and reflects a concern for the health of ecosystems that traditional management may not sufficiently recognize. Management for multiple-use objectives should continue to be the practice on public lands, but perhaps with a view to incorporating some aspects of ecosystem-based management.
The need for clear objectives
Management of public forestlands requires the identification of clear objectives and the development of a regime (procedures and tools) that will achieve the objectives without violating the constraints imposed by the availability of resources and the acceptability of actions and outcomes.
Forest management without objectives is meaningless. In the absence of stated goals, we cannot differentiate successful forestry activities from unsuccessful ones. And in the case of public forestlands, the ability to gauge the success of management efforts takes on added significance because these efforts are being financed by taxpayer dollars. Moreover, without specifying objectives, we cannot ensure that the preferences of society are being reflected in the way that our forests are managed. These preferences should inform goals as well as define the constraints within which a management regime will operate.
But where objectives dictate the management approach under multiple-use forestry, ends merge with means under ecosystem management. Indeed, in actual practice, the objective of ecosystem management is most often simply the application of an ecosystem, or ecosystem-based, approach that is concerned first and foremost with the state of the forest itself. Thus while the Forest Service has been embracing ecosystem management as its operating philosophy for several years, no clear vision of output goals, at least as traditionally understood, has emerged. What has emerged is a preoccupation with forest condition—that is, with biological attributes, such as a forest's structure (mixture of younger and older trees) and variety of tree species—rather than with the goods and services (particularly those consumed by humans) that forests provide.
Ecosystem management versus multiple-use management
Jack Ward Thomas, chief of the Forest Service, has said that ecosystem management means sustaining forest resources, from which will flow many goods and services. But our public forests have for decades been managed to sustain multiple uses. Is ecosystem management really different from multiple-use management?
The mandate for multiple-use forestry has been expressed by law since 1960, when Congress passed the Multiple-Use Sustained Yield Act. This act acknowledges that forests generate both market goods and nonmarket goods. The objective of multiple-use management is to produce the mix of these market and nonmarket goods that maximizes the value of forests to society.
If the objective of ecosystem management is simply the management of whole ecosystems for a variety of purposes, such management might be viewed as an expansion of the multiple-use approach. Under this expanded approach, the set of outputs under consideration would broaden to include the biological condition of the forest itself. In addition, the boundaries of the management unit would enlarge, because changes in forests affect the geographic area around forests. Finally, the potential uniqueness of each forest ecosystem would be recognized and new management techniques would be introduced. Conceptually, these considerations represent modest extensions of multiple-use management. The job of the public forest manager would continue to be producing the mix of outputs that would maximize the social value of the forest.
But proponents of ecosystem management are reluctant to treat such management as a mere extension of multiple-use forestry. Unlike multiple-use management, which focuses on distinct forest outputs, many of which are consumed directly by humans, ecosystem management focuses on forest condition as the dominant forest "output." In this context, timber, recreational opportunities, and other traditional forest goods are merely by-products of managing forests to achieve one of many possible forest conditions. Production of these other outputs is tolerable as long as it does not conflict with the primary objective of achieving one of these conditions. Thus, for example, timber harvests that improve the condition of a forest are acceptable. But while under multiple-use management such harvests could be decreased in order to increase recreational opportunities, under ecosystem management such opportunities would not be augmented if they resulted in what was perceived as an undesirable change in forest condition. Under ecosystem management, forest condition—as the preeminent forest output—is not subject to trade-offs with other forest outputs, as it is under multiple-use management.
A clear statement of the objectives of ecosystem management appears in the Forest Service's proposed regulations dated April 13, 1995. In the proposed regulations, the management objective is stated as follows: "The principal goal of managing the National Forest System is to maintain or restore the sustainability of ecosystems..." (italics added). By this articulation, the goal of management is very similar to the constraints of other forest management sytems: sustainability. The proposed regulation goes on to suggest that the achievement of this goal will result in "...multiple benefits to present and future generations."
The implications of ecosystem management
Given ecosystem management's focus on forest condition, the first question that arises is whether a given forest's current condition should be maintained or modified to some specified extent. Once such a decision is made, the vagueness of the management objective disappears. But, as I suggest below, the selection of desired or acceptable condition is essentially arbitrary. As a result, the objective chosen today may be sadly outdated in perhaps a few years.
Although not readily apparent, arbitrariness is reflected in the Forest Service's apparent preference for restoration, rather than maintenance, of forest condition. This restoration entails the return of forests to some state characterized by fewer human impacts—for example, the return of the forests of the northern Rockies to presettlement conditions. But why not aim for a forest condition that predates human activity?
Should European forests be returned to their pre-Roman condition, to their Medieval condition, or what? This question raises more questions: Is less human impact always preferable to more human impact? If so, why? These questions do not have scientific answers.
On a philosophical level, such arbitrariness is perhaps easier to show if we compare the selection of desired condition for European forests with that for American forests. In the United States, landscape conditions before and after European settlement are readily distinguished, and the landscape conditions before European settlement often function as a model for desired forest condition. In Europe, however, the distinction between forests before and after human settlement is virtually impossible to make, and, as a result, determining desired forest condition is more difficult. Should forests there be returned to their pre-Celtic condition before about 1500 B.C., to their pre-Roman condition, to their condition in the Middle Ages, or what? This question inevitably raises more fundamental questions—namely, whether less human impact is always preferable to more human impact, and, if so, why. These questions do not have scientific answers.
At the same time, however, and despite assertions to the contrary, the perspective of ecosystem management is almost purely biological, with no serious attention given to social values and little real attempt made to relate forest outputs to human and social needs and desires. A critical question that is not being asked is whether achieving a particular forest condition is a sensible use of public funds. It is one thing to justify taxes to produce outputs, market or nonmarket, that are consumed directly by the public, but quite another for society to use its scarce tax dollars to achieve a biological objective that may or may not be valued by the majority of the taxpaying public.
Generating benefits for everyone
Public forests were established to generate benefits for all citizens, and in the past the objectives of forest management reflected a degree of political consensus In recent decades, these objectives have been codified in congressional legislation: the Multiple-Use Sustained Yield Act of 1960, as well as the Resources Planning Act of 1974 and the National Forest Management Act of 1976. By contrast, forest management as practiced by the Forest Service in the mid-1990s has no clear political or social mandate. Indeed, ecosystem management marks a sharp shift away from legislatively supported multiple-use forestry—which recognizes many biological, social, and economic values—focusing instead on an arbitrary forest-condition objective that, in essence, is defined by biological considerations only.
While the Forest Service's adoption of ecosystem management may be inconsistent with legislation mandating multiple-use management, it is not inconsistent with the Endangered Species Act (ESA). In fact, recent court rulings that earlier Forest Service actions were contrary to the ESA do provide a rationale for the service's shift to ecosystem management. These rulings do not, however, provide sufficient justification for jettisoning the multiple-use objectives called for in existing legislation, at least until such time as a national consensus on new forest management objectives is codified by Congress.
The practice of ecosystem management, however, has arisen partly as a result of the difficulties inherent in multiple-use forestry. Achieving the optimal social mix of outputs is, obviously, no easy task. The selection of outputs has been complicated further by court interpretations of the ESA that constrained management decisions. In this context, the current administration and the new Forest Service chief have promoted the shift to an ecosystem management approach.
Changes in the administration or the ESA are likely to alter the way that ecosystem management is practiced, however, perhaps making the forest conditions managed for today undesirable tomorrow. And changes are likely. Administrations come and go, after all, and with them the leadership of the Forest Service. Moreover, the ESA is expected to be amended. In the absence of any kind of legislative mandate, then, ecosystem management could go by the wayside or it could constantly alter the goods that forests provide and do so without reference to public opinion.
If ecosystem management is to be practiced on public lands, the application of democratic principles suggests that such management be made law. In the absence of new congressional directives, however, management for multiple forest outputs should continue on public lands. But ecosystem-based management should not be dismissed altogether. Its tools and activities could and probably should be used by the Forest Service to achieve the objectives of multiple-use forestry. And if there appears to be some public support for returning forests to a specified condition of fewer human impacts, this condition could be added to the list of existing management objectives, such as producing timber and providing recreational opportunities.
Forest management as being practiced by the Forest Service in the mid-1990s has no clear political or social mandate. Indeed, ecosystem management marks a sharp shift away from legislatively supported multiple-use forestry.
The advantage of multiple-use management is that it tries to accommodate additional objectives and make trade-offs among them in order to increase social values. Such an approach, although sometimes flawed, is much more likely to benefit all members of society than ecosystem management, which makes one objective dominant and essentially impervious to trade-offs. In retrospect, we can see that multiple-use management's chief strength lies in its flexibility and in its responsiveness to changing social desires. By comparison, ecosystem management is rigid in identifying objectives and essentially arbitrary.
Roger A. Sedjo is a senior fellow in the Energy and Natural Resources Division at Resources for the Future.
A version of this article appeared in print in the October 1995 issue of Resources magazine.